-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RBRuh/6N6JMuB6VLdxXVXDnQyxMTbhWlDSRlPTInm7MFxclNSsIrsuvThCcgUUSJ 2rB04az6uXEfQ09Ue8XQhQ== 0000912057-00-005153.txt : 20000211 0000912057-00-005153.hdr.sgml : 20000211 ACCESSION NUMBER: 0000912057-00-005153 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000210 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NETSCOUT SYSTEMS INC CENTRAL INDEX KEY: 0001078075 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 042837575 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-57845 FILM NUMBER: 531613 BUSINESS ADDRESS: STREET 1: 4 TECHNOLOGY PARK DR CITY: WESTFORD STATE: MA ZIP: 01886 BUSINESS PHONE: 9786144000 MAIL ADDRESS: STREET 1: 4 TECHNOLOGY PARK DRIVE CITY: WESTFORD STATE: MA ZIP: 01886 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SINGHAL ANIL K CENTRAL INDEX KEY: 0001040585 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: C/O NETSCOUT SYTEMS INC STREET 2: 4 TECHNOLOGY PARK DRIVE CITY: WESTFORD STATE: MA ZIP: 01886 MAIL ADDRESS: STREET 1: C/O NETSCOUT SYTEMS INC STREET 2: 4 TECHNOLOGY PARK DRIVE CITY: WESTFORD STATE: MA ZIP: 01886 SC 13G 1 SC 13G -------------------------- OMB APPROVAL -------------------------- OMB Number: 3235-0145 Expires: August 31, 1999 Estimated average burden hours per response...14.90 -------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 * NetScout Systems, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.001 Par Value - -------------------------------------------------------------------------------- (Title of Class of Securities) 64115 T 10 4 ---------------------------------- (CUSIP Number) December 31, 1999 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: / / Rule 13d-1(b) / / Rule 13d-1(c) /X/ Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 Pages CUSIP NO. 64115 T 10 4 13G PAGE 2 OF 5 PAGES ------------ ----------------- - ------------------------------------------------------------------------------- (1) NAMES OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). Anil Singhal - ------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER (a) / / OF A GROUP* (b) / / - ------------------------------------------------------------------------------- (3) SEC USE ONLY - ------------------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - ------------------------------------------------------------------------------- NUMBER OF SHARES (5) SOLE VOTING POWER BENEFICIALLY 4,898,151 shares OWNED BY -------------------------------------------------- EACH REPORTING (6) SHARED VOTING POWER PERSON WITH: 727,100 shares -------------------------------------------------- (7) SOLE DISPOSITIVE POWER 4,898,151 shares -------------------------------------------------- (8) SHARED DISPOSITIVE POWER 727,100 shares - ------------------------------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,625,251 shares - ------------------------------------------------------------------------------- (10) CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* /X/ See Item 4 of the attached Schedule for information about shares excluded from the 5,625,251 shares above. - ------------------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 21.5% - ------------------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 2 of 5 Pages Schedule 13G Item 1(a). Name of Issuer: NetScout Systems, Inc. -------------- Item 1(b). Address of Issuer's Principal Executive Offices ----------------------------------------------- 4 Technology Park Drive, Westford, MA 01886. Item 2(a). Name of Person Filing: Anil Singhal. --------------------- Item 2(b). Address of Principal Business Office or, if none, Residence: ------------------------------------------------------------ The address of the principal business office of Narendra Popat is 4 Technology Park Drive, Westford, MA 01886. Item 2(c). Citizenship: U.S.A. ----------- Item 2(d). Title of Class of Securities: Common Stock, $.001 Par Value. ---------------------------- Item 2(e). CUSIP Number: 64115 T 10 4 ------------ Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: Not Applicable. Item 4. Ownership. --------- (a) Amount Beneficially Owned: 5,625,251. Mr. Singhal directly owns 4,898,151 shares of Common Stock. In addition, 15,350 shares are held by two trusts for the benefit of Mr. Singhal's children; Mr. Singhal is one of two trustees of such trust. 340,000 shares are held by a family limited partnership of which Mr. Singhal and his wife are the general partners and trusts for the benefit of his children are the limited partners. The amount beneficially owned does not include 371,750 shares held by the Anil Singhal Grantor Retained Annuity Trust. The reporting person does not have voting power or dispositive power over the shares held by the Anil Singhal Grantor Retained Annuity Trust. (b) Percent of Class: 21.5% The foregoing percentage is calculated based on the 26,105,766 shares of Common Stock reported to be outstanding on February 1, 2000 in a Form 10-Q for the quarter ended December 31, 1999. (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 4,898,151 Page 3 of 5 Pages (ii) shared power to vote or to direct the vote: 727,100 (iii) sole power to dispose or to direct the disposition of: 4,898,151 (iv) shared power to dispose or to direct the disposition of: 727,100 Item 5. Ownership of Five Percent or Less of a Class. --------------------------------------------- Not Applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. ---------------------------------------------------------------- Not Applicable. Item 7. Identification and Classification of the Subsidiary which Acquired ------------------------------------------------------------------ the Security Being Reported on By the Parent Holding Company. ------------------------------------------------------------- Not Applicable. Item 8. Identification and Classification of Members of the Group. ---------------------------------------------------------- Not Applicable. Item 9. Notice of Dissolution of Group. ------------------------------- Not Applicable. Item 10. Certification. -------------- Not Applicable. This statement on Schedule 13G is not filed pursuant to Rule 13d-1(b) nor 13d-1(c). Page 4 of 5 Pages SIGNATURES ---------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 9, 2000 /s/ Anil Singhal ---------------------------------------- Anil Singhal Page 5 of 5 Pages -----END PRIVACY-ENHANCED MESSAGE-----